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IRB Fact Sheet

What is an IRB (Institutional Review Board)?

Institutional Review Boards (IRBs) are committees made up of professionals of varying backgrounds and specialties, who are put in charge—by their institutions (eg, hospital, university) and the federal government—of assuring that human subjects (people who agree to participate in a research study) research is conducted in an ethical manner. In their work, IRBs interpret and apply rules that have been established by the government. IRBs do three things:

  1. They review research proposals within their domain to make sure that the benefits to the subjects are worthwhile, considering the risks involved in agreeing to take part in the research.

  2. They assure that potential human subjects are fully informed about the proposed study, before they volunteer to participate.

  3. They assure that the privacy of research subjects is protected. Specifically, they require that subject information shared with a third party is de-identified (ie, personal information is removed from the data, so there is no way for that party to identify the person/subject that the data came from).

What is Human Subjects research?

Human subjects research includes all activities that meet the definition of research and involve human subjects, as defined in federal regulations. Relevant definitions include the following:

Research is defined as a systematic investigation, including research development, testing and evaluation, designed to develop or contribute to generalizable knowledge.

Human subject means a living individual about whom a researcher (professional or student) obtains either (1) data through intervention or interaction with the individual, or (2) identifiable private information.

Intervention includes both physical procedures by which data are gathered (for example, blood drawing) and manipulations of the subject or the subject's environment that are performed for research purposes (for example asking subjects to wear a green shirt on Fridays). It includes all communication or interpersonal contact between researcher and subject.

Private information includes facts about behavior that occurs in a context in which an individual can reasonably expect that no observation or recording is taking place (for example, a physical exam or interview), and/or data which have been provided for specific purposes by an individual and which the individual can reasonably expect will not be made public (for example, a medical record). In order to qualify as private, information must be individually identifiable (ie, the identity of the subject may readily be ascertained by the investigator or is associated with the information).

Why is Human Subjects Review so Important?

Whenever research is performed, the subject is affected. The researcher or evaluator may not be fully aware of the potential for any resulting harm. Human subjects research guidelines have been developed to allow for needed research while protecting subjects from harm, physical or otherwise. The Belmont Report (a document that provides guidance to IRBs regarding human subjects protections—see link below) states that research on humans should always follow three ethical principles: respect for persons, beneficence, and justice.

  • Respect for persons means that each person must be allowed to make his or her own decisions about participation and that those with diminished decision-making abilities (such as children) must be protected.

  • Beneficence refers to the responsibility of the researcher both to do no harm and to maximize potential benefits for the subject.

  • Justice requires a fair distribution of burden and benefits. A balance should exist between research subjects (and their families), researchers (and their organization), funders and the society at large in terms of sharing the burden and benefits of research.

What do I need to do to submit a research proposal to an IRB?

Each IRB is different in its specific requirements. To conduct human subjects research, you must arrange for review of the planned research by a federally approved IRB. You will need to contact the IRB you will work with to learn its requirements and get the forms it requires.

Not-for-profit IRBs are generally affiliated with universities and research centers. They usually confine their review to projects that involve faculty and staff for whom their home institution is responsible when they are engaged in research. ("Engaged" is a technical term in the government’s regulations, meaning hands-on in the conduct of research.) Each institution/IRB defines who it is responsible for and will not review research applications by engaged researchers that fall out of this definition. (Often, this is confined to employees of the institution where the IRB resides.) IRBs affiliated with Universities/ Hospitals located in Chicago are listed below. You will need to work with your colleagues at one of these to ascertain if your proposal is eligible for its IRB to review.

There are also private (ie, for-profit) IRBs that can be used by organizations that are not affiliated with organizations that have IRBs of their own (see list below).

Whatever IRB you use, you will need to submit the proposal for review using forms that are specific to that IRB. (Often, these come from an Office of Sponsored Programs—OSP—or similarly named entity.) The forms require you to provide details about type of research, the engaged researchers, and budget/funding.

Engaged researchers must document their knowledge of human research ethics and regulations. This requirement can generally be fulfilled via an online course that is available from the National Institutes of Health entitled Human Participant Protections Education for Research Teams.

Online Resources

US Department of Health and Human Services (DHHS) - Research with Human Subjects

US Food and Drug Administration (FDA)

US Department of Health & Human Services (DHHS)—Office for Civil Rights (OCR)

National Institutes of Health (NIH)

US Department of Education (USDE)

Ethical Codes

Organizations & Educational Tutorials

IRB organizations with University/Hospital affiliation in Chicago.
Click here for a complete list.

    • Chicago Department of Public Health
    • North Park University Chicago
    • Chicago Institute Neurosurgery & Neuroresearch
    • Northeastern Illinois University
    • Chicago State University
    • Northwestern University
    • Children’s Memorial Hospital
    • Ounce of Prevention Fund
    • Cook County Bureau of Health Services
    • Our Lady of the Resurrection Medical Center
    • DePaul University
    • Resurrection Medical Center
    • John H Stroger Hospital Cook County
    • Roosevelt University
    • Heartland Alliance for Human Needs & Human Rights
    • Rush University Medical Center
    • Howard Brown Health Center
    • St. Joseph Hospital
    • Illinois College of Optometry
    • St. Mary Nazareth Hospital Center
    • Illinois DHS, Office of Alcoholism and Substance Abuse
    • Saint Xavier University
    • Illinois Institute of Technology
    • Swedish Covenant Hospital
    • Loyola University Chicago
    • Thresholds
    • Mercy Hospital and Medical Center
    • University of Chicago
    • Mount Sinai Hospital Medical Center of Chicago
    • University of Illinois at Chicago
    • National Opinion Research Center
    • Weiss Memorial Hospital

For-Profit IRBs in Illinois

    • AJ Medical Devices Inc.
    • Fox Commercial IRB, Ltd.
    • Applied Home Telemedicine, LLC
    • Habilitative Systems, Inc.
    • Community Mental Health Council, Inc. (CMHC)
    • Stoelting Co.
    • Etymotic Research, Inc.
    • Western
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